September 2016 – La Meer Inc.

Welcome

La Meer Inc. is a Silicon Valley organization that offers the GRACE suite of web-based solutions

Operational Risk
Compliance Management
Client Compliance
Client Management
IT Risk
Vendor Risk
Operational Due Diligence

La Meer solutions are built for Financial Markets by professionals with 150+ years of experience building technology for Finance.

Get In Touch

Email: info@lameerinc.com

Phone: +1(408) 740 7205

Address: 111 W. Saint John Street, Suite 430 San Jose, CA 95113, USA

+1 (408) 740 7205 info@lameerinc.com

FINRA Fines Morgan Stanley $10 Million for AML Program and Supervisory Failures

September 20, 2016
admin
Banking Risk Management, Inspiration, News

WASHINGTON - FINRA announced today that it has fined Morgan Stanley Smith Barney LLC $10 million for anti-money laundering (AML) program and supervisory failures that spanned a period of more than five years.

FINRA Announces Plan to Consolidate Examination and Risk Monitoring Programs

September 12, 2016
admin
News

WASHINGTON – FINRA announced today that it plans to consolidate its Examination and Risk Monitoring Programs, integrating three separate programs into a single, unified program to drive more effective oversight and greater consistency, eliminate duplication and create a single point…