September 2016 – La Meer Inc. – Risk Management for the Today's World

Welcome

La Meer Inc. is a Silicon Valley CA based organization that offers the GRACE Suite of web based solutions for Operational Risk, Compliance Management, Client Compliance, Client Management, IT Risk, Vendor Risk and Operational due diligence.

Get In Touch

Email: info@lameerinc.com

Phone: +1(408) 740 7205

Address: 111 W. Saint John Street, Suite 430 San Jose, CA 95113, USA

Our Location

1-408-740-7205 info@lameerinc.com

FINRA Fines Morgan Stanley $10 Million for AML Program and Supervisory Failures

September 20, 2016
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Banking Risk Management, Inspiration, News
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WASHINGTON - FINRA announced today that it has fined Morgan Stanley Smith Barney LLC $10 million for anti-money laundering (AML) program and supervisory failures that spanned a period of more than five years.

FINRA Announces Plan to Consolidate Examination and Risk Monitoring Programs

September 12, 2016
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News
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WASHINGTON – FINRA announced today that it plans to consolidate its Examination and Risk Monitoring Programs, integrating three separate programs into a single, unified program to drive more effective oversight and greater consistency, eliminate duplication and create a single point…