Please Note : These notes were made from the following video link from the SEC round table and are not the opinions of the writer. You should listen to the archive as shared below from the SEC site to make…
Celent recently published their "Reg BI Day 2" report and have included La Meer Inc.'s GRACE solution. The report highlights the need for a scalable, integrated architecture across calendars, emails, alerts, CRMs, product shelf governance, client risk profiling, advisor documentation…
https://www.linkedin.com/posts/la-meer-associates_empower-your-organization-to-comply-activity-6727625980141281280-9sl4 Please join us for a webinar on "Empower Your Organization to Comply" on Nov 12th 2020 at 11 am PST / 2 pm EST with the following agenda. Securities regulatory updates from Ben Marzouk Counsel at Eversheds Sutherland.The need…
