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Welcome

La Meer Inc.

La Meer Inc. is a Silicon Valley organization that offers the GRACE suite of web-based solutions

  • Operational Risk
  • Compliance Management
  • Client Compliance
  • Client Management
  • IT Risk
  • Vendor Risk
  • Operational Due Diligence

La Meer solutions are built for Financial Markets by  professionals with 150+ years of experience building technology for Finance.

Get In Touch

Email: info@lameerinc.com
Phone: +1(408) 740 7205
Address: 111 W. Saint John Street, Suite 430 San Jose, CA 95113, USA
+1 (408) 740 7205 info@lameerinc.com
TIAA To Pay $97M For Pressuring Investors Into Rollovers

TIAA to Pay $97M for Pressuring Investors Into Rollovers

TIAA-CREF Individual & Institutional Services LLC, a subsidiary of Teachers Insurance and Annuity Association of America (TIAA), agreed Tuesday to pay the Securities and Exchange Commission $97 million in restitution to settle charges of inaccurate and misleading statements related to rollovers.

TIAA was also charged with a failure to adequately disclose conflicts of interest to thousands of participants in TIAA record-kept employer-sponsored retirement plans (ESPs).

Financial firms, specially those that handle retirement accounts should have proper oversight on all of their processes to ensure they are indeed working the Best interest of their clients.

La Meer Inc. and our GRACE suite of cloud based Compliance Management, Client Management solution for Reg BI, Trade Monitoring and Branch and Rep Monitoring solutions are built to help organizations monitor that each client is being offered the right products that are suitable for their risk profile and Compliance is able to conduct oversight in a comprehensive way

https://www.thinkadvisor.com/2021/07/13/tiaa-to-pay-97m-for-pressuring-investors-into-rollovers/
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