The SEC’s Division of Examinations’ has sent out a Risk Alert on Review of ESG Investing on April 9th 2021. The Risk Alert provides observations of deficiencies and internal control weaknesses from examinations of investment advisers and funds regarding ESG investing. https://www.sec.gov/files/esg-risk-alert.pdf Examinations of firms claiming to engage in ESG investing will focus on Portfolio […]...

At La Meer Inc., one of our new year 2021 resolutions is to publish a Monthly Newsletter, where we will share news and views from the industry, regulators, experts, and our friends and partners in the industry, that could be of interest to you. The first issue of the year is available online here: https://lameerinc.com/newsletters/Feb2021/...