La Meer Inc. sponsored a panel discussion on Dec 10th 2020 on “Impacts of Reg BI on Advisors” with deep insights on practical implementation challenges.
La Meer Inc. panel discussion on the topic “Impacts of Reg BI on Advisors” brought deep insights on practical implementation challenges from Peter Svorinic, MBA, CRCP™, IACCP®, CAMS® Senior Vice President and Chief Compliance Officer at Moors & Cabot, Nancy Johnson Jones CSCP™ , Head of Advisory Compliance at HD Vest Financial Services and Vincent Micciche CRCP GFS(tm) Chief Executive Officer at LifeMark Securities Corp. moderated by Alan Giancaterino as part of Finlocity ‘s Reg BI Online Summit. A big thanks to all the panelists and moderator.
For anyone who may have missed it or would like to see it again, please check out this link.
https://vimeo.com/user102499887/download/487064176/00593581f3
