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Welcome

La Meer Inc.

La Meer Inc. is a Silicon Valley organization that offers the GRACE suite of web-based solutions

  • Operational Risk
  • Compliance Management
  • Client Compliance
  • Client Management
  • IT Risk
  • Vendor Risk
  • Operational Due Diligence

La Meer solutions are built for Financial Markets by  professionals with 150+ years of experience building technology for Finance.

Get In Touch

Email: info@lameerinc.com
Phone: +1(408) 740 7205
Address: 111 W. Saint John Street, Suite 430 San Jose, CA 95113, USA
+1 (408) 740 7205 info@lameerinc.com
Manage Senior Management Certification Regime
Establish and Prove SM&CR compliance with GRACE

Establish Policies and Procedures

GRACE helps set up and manage the Policies and Procedures of the organization. It allows the policy and procedure management group to setup new policies, manage the changes to policies, review them among the peer group, record peer group comments and create the final version of the document, and release it to staff when complete. It keeps track of all the versions in the system

Set up and Manage Organization Structure and Roles and Responsibilities

GRACE can help set up and record the Organization Structure, the  their role and responsibility definitions and staff that are assigned on those roles.

It also helps track their attestation status of their documents of their accepting the roles and responsibilities as per the role definitions

Manage Attestation

GRACE can help set up attestation templates that are needed to signed by senior management to fulfil their roles and responsibilities.It can set up one time / periodic attestations for all the staff , send them e-mails to alert them of their requirement to attest and allow them to attest online.For new comers / change of personnel from one role to another, the system can send them the new attestation set and allow them to attest online. GRACE will send reminders to staff. It provides the books and records to show proof of attestation.

Set up Training

GRACE helps manage the Training calendar by setting up the dates on which training would be conducted, along with information on the Training organization and documents that can be shared with the staff.

GRACE can help add and manage staff that need to be included into the training.

User Groups can be created an groups of users can be assigned training courses.GRACE will send out e-mail alerts to users on the dates of training and send them reminders based on their training status

Training Course Content

GRACE Training can help organizations set up customized training course ware that can be periodically change to reflect the business and role changes and allows the staff to be trained online.

Training can be set periodically and assigned to the staff member, who can take the course online. The system will record the status of the training and reflect it on the dashboard. Training reminders will be sent automatically to staff who have not undertaken the requisite training.

Training Dashboard

The Training dashboard provides graphical view of all training sessions under progress

For each training it shows how many people have finished the training along with drill down to information about their scores and status of completion

Various reports of training undertaken by employee, by status and other parameters can be queried and reports printed as well

The Great Value You Get from Using GRACE SM&CR

Organized, Efficient Training across the organization at Low Cost


Manage every aspect of SM&CR Comprehensively and Effectively

Helps you build your Senior Management & Certification program in an  effective manner to address the regulations comprehensively

Early awareness reduces non-compliance

Online attestation for defined roles and responsibilities enables staff to be aware of their roles and ensures they can adhere to them.

Customizable content for Organizational Process

By Creating and customizing the course ware to the organization’s processes training can be delivered at all levels to ensure their roles and responsibilities are well understood

Customized Training for your particular business needs can be quickly deployed

Customization of your training to meet the business requirements can be done quickly to enable you to adapt to new regulations or business changes and deliver it to your team on a regular basis

Visibility and Transparency through Powerful Dashboard

The Dashboard view provides all status at a glance to ensure all staff activities related to SM&CR are well understood and adhered to

Establish Accountability

By making policies and procedures, roles and responsibilities, attestation and training thru a transparent process, accountability to ensure compliance can be established

Avoid Excel Based Monitoring

Manage and keep track of people and their training processes in Excel sheets can be avoided

Management reports on-line

Web based access, anytime anywhere, means no need for reports to be generated in various departments for presentation to senior management. Effort, costs, and time can be saved.

Regulatory examinations can be handled with confidence

GRACE becomes live proof of  compliance in the organization and saves an enormous amount of money in data gathering and report creation process for regulatory audits and examinations.

Organization Ownership of Data

Organizations suffer when key risk and compliance staff leaves. The information is scattered if maintained solely by individuals and are lying on disks in various forms. GRACE becomes the single central repository of documents, data and processes enabling continuity even when key people leave the organization

Culture of Compliance gets institutionalized

With a business as usual process through the enterprise, a culture of compliance becomes institutionalized across the organization.

Enormous Cost Savings

Enormous costs savings from having all the activities online

Latest News

La Meer’s GRACE listed in Celent’s Reg BI Day 2″ Report

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PRESS RELEASE: Silicon Valley CA based La Meer Inc. offers full solution for Regulation Best Interest compliance

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OCIE’s Risk Alert for Broker-dealers and Registered Advisors

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Managing Training for Regulation Best Interest with GRACE

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Managing Supervision and Oversight of Associated Persons and the Organization with GRACE

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Compliance fintech tackles Reg BI

Article on La Meer' GRACE BI published by Investment News July 24, 2020 By Nicole…

Managing Conflicts of Interest and Disclosures Management in line with Reg BI using GRACE

The SEC’s latest regulation, the Regulation Best Interest (Reg BI) is now in effect with…

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