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Latest News
La Meer’s GRACE listed in Celent’s Reg BI Day 2″ Report
Celent recently published their "Reg BI Day 2" report and have included La Meer Inc.'s GRACE solution. The report highlights the need for a scalable, integrated architecture across calendars, emails, alerts, CRMs, product shelf governance, client risk profiling, advisor documentation…
PRESS RELEASE: Silicon Valley CA based La Meer Inc. offers full solution for Regulation Best Interest compliance
Executive Summary Sunnyvale CA – July 23rd, 2020 Silicon Valley, CA based financial technology firm La Meer Inc (www.lameerinc.com) launches a complete solution for the SEC’s Regulation Best Interest for Wealth Management. Regulation Best Interest covers the entire broker-dealer and…
Notes from SEC’s Staff Roundtable Webcast on Regulation Best Interest and Form CRS on Oct 26th 2020
Please Note : These notes were made from the following video link from the SEC round table and are not the opinions of the writer. You should listen to the archive as shared below from the SEC site to make…
La Meer organizes webinar on “Empower Organization to Comply”
https://www.linkedin.com/posts/la-meer-associates_empower-your-organization-to-comply-activity-6727625980141281280-9sl4 Please join us for a webinar on "Empower Your Organization to Comply" on Nov 12th 2020 at 11 am PST / 2 pm EST with the following agenda. Securities regulatory updates from Ben Marzouk Counsel at Eversheds Sutherland.The need…
OCIE’s Risk Alert for Broker-dealers and Registered Advisors
The SEC Office of Compliance Inspections and Examinations (OCIE) announced on August 12th 2020 Select COVID-19 Compliance Risks and Considerations for Broker-Dealers and Investment Advisers, highlighting the various risks that they see, and that need to be addressed by firms.…
Disclosure
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