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Latest News
FINRA’s Examination and Risk Monitoring Program 2021
FINRA released its 2021 Report on FINRA’s Examination and Risk Monitoring Program on Feb 10th 2021 that sets the direction for the market for 2021. Please Note: All information here is as stated in FINRA's report. This article is only…
La Meer Webinar video on “Impacts of Reg BI on Advisors” in the Finlocity’s Reg BI Online Summit
La Meer Inc. sponsored a panel discussion on Dec 10th 2020 on "Impacts of Reg BI on Advisors" with deep insights on practical implementation challenges. La Meer Inc. panel discussion on the topic "Impacts of Reg BI on Advisors" brought…
La Meer Inc. Recognized in the 2021 RegTech100 as a Leader in Regulatory Compliance for Client Management, Compliance, Data Privacy and GRC
RegTech100 honors La Meer Inc. and its innovative GRACE cloud platform for enabling financial firms manage their Client Management Regulatory obligations of Reg BI, MiFID II, CFRs, Compliance obligations as expected by FINRA, SEC, FCA as well as Data Privacy…
La Meer’s GRACE listed in Celent’s Reg BI Day 2″ Report
Celent recently published their "Reg BI Day 2" report and have included La Meer Inc.'s GRACE solution. The report highlights the need for a scalable, integrated architecture across calendars, emails, alerts, CRMs, product shelf governance, client risk profiling, advisor documentation…
PRESS RELEASE: Silicon Valley CA based La Meer Inc. offers full solution for Regulation Best Interest compliance
Executive Summary Sunnyvale CA – July 23rd, 2020 Silicon Valley, CA based financial technology firm La Meer Inc (www.lameerinc.com) launches a complete solution for the SEC’s Regulation Best Interest for Wealth Management. Regulation Best Interest covers the entire broker-dealer and…
Newsletter February 2021
At La Meer Inc., one of our new year 2021 resolutions is to publish a Monthly Newsletter, where we will share news and views from the industry, regulators, experts, and our friends and partners in the industry, that could be…
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