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Welcome

La Meer Inc.

La Meer Inc. is a Silicon Valley organization that offers the GRACE suite of web-based solutions

  • Operational Risk
  • Compliance Management
  • Client Compliance
  • Client Management
  • IT Risk
  • Vendor Risk
  • Operational Due Diligence

La Meer solutions are built for Financial Markets by  professionals with 150+ years of experience building technology for Finance.

Get In Touch

Email: info@lameerinc.com
Phone: +1(408) 740 7205
Address: 111 W. Saint John Street, Suite 430 San Jose, CA 95113, USA
+1 (408) 740 7205 info@lameerinc.com

HOSPITAL HOURS

Our operating hours are:

General: M-F 7am-7pm, S 9am-2pm
Pharmacy: M-S 10am-7pm
Emergency: 24hrs

GENERAL INQUIRES

If you would like to make an appointment, or if you have a non-urgent question please call us at:

1 (800) 555-4444

EMERGENCY CARE

If you have an emergency and require immediate assistance please call 911 and contact your doctor directly at:

1 (800) 555-5555

Quality Healthcare At Affordable Prices

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Latest News

29Jun 20

Regulation Best Interest Day 2 and Beyond

It is finally here – June 30th is compliance day for Form CRS and Regulation Best Interest – day one!  Firms have been working hard to put in place their day one solutions and distribute their Form CRS documents to…

05May 20

Frequently Asked Questions on Regulation Best Interest

The staff of the Division of Trading and Markets have prepared the following responses to questions about Regulation Best Interest and expect to update from time to time our responses to additional questions. These responses represent the views of the…

17Aug 20

OCIE’s Risk Alert for Broker-dealers and Registered Advisors

The SEC Office of Compliance Inspections and Examinations (OCIE) announced on August 12th 2020 Select COVID-19 Compliance Risks and Considerations for Broker-Dealers and Investment Advisers, highlighting the various risks that they see, and that need to be addressed by firms.…

09Aug 20

Managing Training for Regulation Best Interest with GRACE

Training is an important aspect of Reg BI – La Meer’s GRACE platform can make sure you are covered The SEC’s latest regulation, the Regulation Best Interest (Reg BI) is now in effect, with firms having had to bring their…

01Aug 20

Compliance fintech tackles Reg BI

Article on La Meer' GRACE BI published by Investment News July 24, 2020 By Nicole Casperson Nearly one month since the implementation of the Securities and Exchange Commission’s Regulation Best Interest, and one Silicon Valley-based fintech is joining a list of firms deploying…

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