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Latest News
La Meer Inc. CEO Laxmi Ramanath will be discussing Getting Started with Enterprise Risk Management with emphasis on CyberSecurity Data Privacy and Data Protection
La Meer Inc. CEO Laxmi Ramanath will be on the Panel discussing Getting Started with Enterprise Risk Management at the ConnectwithPeers event's Cybersecurity, Privacy & Data Protection Retreat on May 24th 2022 in Lido House Newport Beach, California As security…
SEC Proposes Rules to Enhance and Standardize Climate-Related Disclosures for Investors
https://www.sec.gov/news/press-release/2022-46 All language from the Press Release Washington D.C., March 21, 2022 The Securities and Exchange Commission proposed rule changes that would require registrants to include certain climate-related disclosures in their registration statements and periodic reports, including information about climate-related…
SEC Proposes Cybersecurity Management Rules for Investment Advisers and Funds
Complete Source of information : https://www.klgates.com/SEC-Proposes-Cybersecurity-Risk-Management-Rules-for-Investment-Advisers-and-Funds-3-9-2022. All Language quoted and attributed to the article On 9 February 2022, the U.S. Securities and Exchange Commission (the SEC) proposed new rules and amendments to existing rules (together, the Proposed Rules) addressing cybersecurity risk…
Annual Eversheds Sutherland Analysis of FINRA Disciplinary Actions Shows Huge Surge in Financial Sanctions
All information Quoted from the article https://us.eversheds-sutherland.com/NewsCommentary/Press-Releases/249220/Annual-Eversheds-Sutherland-Analysis-of-FINRA-Disciplinary-Actions-Shows-Huge-Surge-in-Financial-Sanctions?utm_source=vuture&utm_medium=email&utm_campaign=vuture-emails March 8, 2022 Eversheds Sutherland has completed its annual study of the disciplinary actions reported by the Financial Industry Regulatory Authority (FINRA) in 2021. By reviewing FINRA’s monthly disciplinary reports, press releases and online database,…
Meet us at the Global Regtech Summit on Oct 14th in London
https://www.youtube.com/watch?v=XfH3Vx9Awc0&t=3s La Meer Inc. a Regtech100 Company will be joining the Global Financial Community and Regtechs in the Global Regtech Summit on Oct 14th in London with our suite of award winning cloud based web-tablet-mobile enabled GRACE solutions As one…
Laxmi Ramanath speaking at the PRMIA webinar on Risk Management of Climate risk and ESG
Laxmi Ramanath CEO of La Meer Inc. will be speaking at the PRMIA webinar on Risk Management of Climate Risk and ESG on Oct 27th 2021 https://prmia.org/Shared_Content/Events/PRMIA_Event_Display.aspx?EventKey=8831&WebsiteKey=e0a57874-c04b-476a-827d-2bbc348e6b08 PRMIA San Francisco presents a virtual event: How to Establish the Risk Management…
La Meer Awarded the Luminaries Class of 2021 in the Executive Leader – Products, Programs and Services Category by Think Advisor magazine
La Meer Inc. is proud to announce ThinkAdvisor magazine has awarded us the Luminaries Class of 2021 in the Executive Leader - Products, Programs and Services Category. We are particularly pleased to be recognized by these esteemed judges as an organization that makes…
La Meer announced Winner of A-team Innovation Award 2021 for “Most Innovative Supply Chain Risk Management/ Know your Vendor Initiative”
Angela Wilbraham, CEO of the A-Team Group, who hosted the A-Team Innovation Awards 2021, commented “There are incredible innovations in the world of capital markets data and technology. Our A-Team Innovation Awards 2021 were created to celebrate and reward those…
SEC Division of Examinations Announces 2021 Examination Priorities
Source https://www.sec.gov/news/press-release/2021-39 All content is copyrighted to SEC's article. The Securities and Exchange Commission’s Division of Examinations announced its 2021 examination priorities on March 3rd 2021. The following are some of the key areas of the Division’s 2021 examination priorities…
FINRA’s Examination and Risk Monitoring Program 2021
FINRA released its 2021 Report on FINRA’s Examination and Risk Monitoring Program on Feb 10th 2021 that sets the direction for the market for 2021. Please Note: All information here is as stated in FINRA's report. This article is only…
La Meer Webinar video on “Impacts of Reg BI on Advisors” in the Finlocity’s Reg BI Online Summit
La Meer Inc. sponsored a panel discussion on Dec 10th 2020 on "Impacts of Reg BI on Advisors" with deep insights on practical implementation challenges. La Meer Inc. panel discussion on the topic "Impacts of Reg BI on Advisors" brought…
La Meer Inc. Recognized in the 2021 RegTech100 as a Leader in Regulatory Compliance for Client Management, Compliance, Data Privacy and GRC
RegTech100 honors La Meer Inc. and its innovative GRACE cloud platform for enabling financial firms manage their Client Management Regulatory obligations of Reg BI, MiFID II, CFRs, Compliance obligations as expected by FINRA, SEC, FCA as well as Data Privacy…
La Meer’s GRACE listed in Celent’s Reg BI Day 2″ Report
Celent recently published their "Reg BI Day 2" report and have included La Meer Inc.'s GRACE solution. The report highlights the need for a scalable, integrated architecture across calendars, emails, alerts, CRMs, product shelf governance, client risk profiling, advisor documentation…
PRESS RELEASE: Silicon Valley CA based La Meer Inc. offers full solution for Regulation Best Interest compliance
Executive Summary Sunnyvale CA – July 23rd, 2020 Silicon Valley, CA based financial technology firm La Meer Inc (www.lameerinc.com) launches a complete solution for the SEC’s Regulation Best Interest for Wealth Management. Regulation Best Interest covers the entire broker-dealer and…
SEC Proposed Cybersecurity Rules First Quarter 2022
https://www.sec.gov/rules/proposed.shtml (Quoted from this link) Key Rules in discussion by SEC Cybersecurity Risk Management, Strategy, Governance, and Incident DisclosureCybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies First Quarter33-11038Mar. 9, 2022Cybersecurity Risk Management, Strategy, Governance, and…
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