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La Meer Inc. is a Silicon Valley CA based organization that offers the GRACE Suite of web based solutions for Operational Risk, Compliance Management, Client Compliance, Client Management, IT Risk, Vendor Risk and Operational due diligence.

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Email: info@lameerinc.com
Phone: +1(408) 740 7205
Address: 111 W. Saint John Street, Suite 430 San Jose, CA 95113, USA

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La Meer Inc. – Risk Management for the Today's World
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FINRA Fines Morgan Stanley $10 Million for AML Program and Supervisory Failures

  • September 20, 2016
  • admin
  • Banking Risk Management, Inspiration, News
  • 0 Comments
WASHINGTON - FINRA announced today that it has fined Morgan Stanley Smith Barney LLC $10 million for anti-money laundering (AML) program and supervisory failures that spanned a period of more than five years.
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FINRA Announces Plan to Consolidate Examination and Risk Monitoring Programs

  • September 12, 2016
  • admin
  • News
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WASHINGTON – FINRA announced today that it plans to consolidate its Examination and Risk Monitoring Programs, integrating three separate programs into a single, unified program to drive more effective oversight and greater consistency, eliminate duplication and create a single point…

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Recent Posts
  • La Meer releases GRACE Data Privacy V3.0 to address California Consumer Privacy Act
  • La Meer offers GRACE SMCR for Senior Management & Certification Regime
  • Regulation Best Interest (Reg BI): What to expect, and what do you need to do?
  • La Meer Announces GRACE Client Management V 4.0 to address Reg BI requirements
  • La Meer Announces GRACE for Training Management
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      August 14, 2019
    • La Meer Announces GRACE Client Management V 4.0 to address Reg BI requirements
      August 14, 2019
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      August 16, 2019
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    La Meer Inc.

    La Meer Inc. is a Silicon Valley CA based organization that offers the GRACE Suite of web based solutions for Operational Risk, Compliance Management, Client Compliance, Client Management, IT Risk, Vendor Risk and Operational due diligence

    Recent News
    • La Meer releases GRACE Data Privacy V3.0 to address California Consumer Privacy Act
    • La Meer offers GRACE SMCR for Senior Management & Certification Regime
    • Regulation Best Interest (Reg BI): What to expect, and what do you need to do?
    • La Meer Announces GRACE Client Management V 4.0 to address Reg BI requirements
    • La Meer Announces GRACE for Training Management
    GRACE Products
    • Enterprise GRC
    • Reg BI / Mifid II Integrated Client Management
    • Compliance Management
    • Anti-Money Laundering
    • Trade Monitoring
    • Data Privacy/IT Risk Management
    • Vendor Risk Management
    • Branch and Rep Management
    • Training Management
    • Operational Due Diligence
    Contact Us
    US : +1 (408) 740 7205
    UK / Europe : +44 (0)20 7442 5242
    Canada : +1 416-800-9231
    Email: info@lameerinc.com
    Twitter: @lameerinc
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    • Home
    • The GRACE Suite
      • Enterprise GRC
      • Manage Clients(Reg BI/Mifid II)
      • Compliance Management
      • Trade Monitoring
      • GDPR/CCPA/Data Privacy
      • Anti-Money Laundering
      • Manage Vendor/Third Party Risk
      • Manage Branch and Reps
      • Manage Training
      • Operational Due Diligence
      • Senior Management Certification Regime
    • Consulting Services
    • About Us
      • Our Team
      • Our Partners
      • Our Privacy Policy
    • News
    • Contact Us
    • Home
    • The GRACE Suite
      • Enterprise GRC
      • Manage Clients(Reg BI/Mifid II)
      • Compliance Management
      • Trade Monitoring
      • GDPR/CCPA/Data Privacy
      • Anti-Money Laundering
      • Manage Vendor/Third Party Risk
      • Manage Branch and Reps
      • Manage Training
      • Operational Due Diligence
      • Senior Management Certification Regime
    • Consulting Services
    • About Us
      • Our Team
      • Our Partners
      • Our Privacy Policy
    • News
    • Contact Us
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