Please vote for La Meer Inc. for our GRACE ESG for Corporates web based solution to help you handle all of your ESG Governance, Data Management, KRI monitoring, Supply chain monitoring and disclosures management through one holistic solution. Thanks in…
The Securities and Exchange Commission (SEC) has fined two RIAs associated with Kestra Holdings more than $10m to settle charges that they failed to disclose conflicts of interest that incentivized them to place client assets into expensive mutual funds when…
TIAA-CREF Individual & Institutional Services LLC, a subsidiary of Teachers Insurance and Annuity Association of America (TIAA), agreed Tuesday to pay the Securities and Exchange Commission $97 million in restitution to settle charges of inaccurate and misleading statements related to…
La Meer Inc. is proud to announce ThinkAdvisor magazine has awarded us the Luminaries Class of 2021 in the Executive Leader - Products, Programs and Services Category. We are particularly pleased to be recognized by these esteemed judges as an organization that makes…
La Meer is proud to announce that Laxmi Ramanath Founder and CEO of La Meer Inc. has been nominated by Incisive Media for Women in Tech Excellence Awards 2021 in multiple categories. She has spearheaded the building of the comprehensive GRACE suite…
Broker-dealers have begun receiving requests from SEC examiners asking them to justify and explain their registered reps’ investment recommendations, a panel of attorneys and former regulators said Broker-dealers have begun receiving requests from SEC examiners asking them to justify and…
The SEC's Division of Examinations’ has sent out a Risk Alert on Review of ESG Investing on April 9th 2021. The Risk Alert provides observations of deficiencies and internal control weaknesses from examinations of investment advisers and funds regarding ESG…
Executive Summary Sunnyvale CA – March 25th, 2021 Silicon Valley, CA Financial Technology firm La Meer Inc (https://www.lameerinc.com) wins the A-Team Innovation Award 2021 for “Most Innovative Supply Chain Risk Management/ Know your Vendor Initiative” for its GRACE Vendor Risk solution.…
Angela Wilbraham, CEO of the A-Team Group, who hosted the A-Team Innovation Awards 2021, commented “There are incredible innovations in the world of capital markets data and technology. Our A-Team Innovation Awards 2021 were created to celebrate and reward those…
AML monitoring within the organization has become quite complex from the current COVID situation and possibilities of money laundering and changes in regulations and reporting requirements. The current pandemic has increased the possibility of increased money laundering. At the same…
