Founded in 2009 Smonik Investment Systems is a financial software and consulting firm that specializes in providing innovative solutions to Hedge Funds and Hedge Fund Administrators. We work with firms that are looking to reduce their operating costs and improve efficiencies with their back office operations. By coupling our deep financial industry experience with our state-of-the-art technology platform we are able to help our clients transform the way they gather, manage, distribute and communicate information both internally and externally.
RND Resources, Inc.,in business since 1984 and served over 300 regulated entities, is a specialist in regulatory compliance for Broker Dealers, Registered Investment Advisers, FCM, Hedge Funds, CTA’s, Banks and Insurance agencies. Their specialities: PCAOB and AICPA Certified Public Accountants, Law specialists, FINRA examiners on staff, Series 24,27,55,79, 4, 3, 53 registered staff. They provide for outsourced Chief Compliance Officer and Inhouse CCO support compliance programs encompassing: Accounting, FOCUS, Schedule I , regulatory reporting and communication with regulators on GAAP and GAAS, PCAOB registered CPA’s to provide for certified audit, Custody examination and SAS 70 engagements, Annual compliance reviews, BD, RIA registration and state licensing, ADV maintenance, Procedures manuals, Code of Ethics,Regulatory exam administration , FINRA, ,Branch examinations, SEC and FINRA no action letters, Litigation support,FINRA Rule 1017 and 1014 applications etc.
Golden Bear Consulting Group was founded in 2015 in response to the growing demand and need for personalized, comprehensive compliance solutions for cost-conscious and price sensitive firms in the United States and abroad. We focus on servicing and addressing the regulatory compliance needs of a broad and diverse set of established and startup clients including investment managers, investment advisers, registered investment companies, hedge funds, private equity funds, family office funds, real estate funds, debt and credit funds, wealth managers, ETF sponsors, and venture firms.
We are former senior in-house and regulatory compliance professionals who firmly believe in the value and importance of trusted partnerships. Our experienced and seasoned team shares a collective commitment to highly personalized service, high quality work product, and highly innovative solutions to meet the needs of any client.
As your trusted compliance partner, we recognize your focus needs to be on managing client money and providing excellent client service. We offer total compliance solutions that remove the burden of compliance from your shoulders and places it squarely with us. This is how we like it, this is what we know, this is what distinguishes and uniquely positions us to help preserve and protect your hard-won reputation.
Golden Bear Consulting Group is headquartered in Newport Beach, with strategic affiliates located in New York, Chicago, San Francisco and Miami.
Barge Consulting-SCA Group is a national boutique asset management compliance, regulatory, and due diligence consultancy consisting of former chief compliance officers, investment/hedge fund counsel, senior SEC examiners/counsel, institutional investment fund and funds-of-funds professionals, and investment operations experts. Our clients primarily include institutional/pension funds, manager-of-managers/FoFs, multi-manager investment funds and platforms, asset/hedge managers, wealth/family offices, registered/mutual funds and FoFs, and institutional investment consultants.
Headquartered in Bangalore, India with offices in Mumbai, Manila, Johannesburg, Dubai and New York, Fintellix (formerly iCreate) is a leading Compliance, Risk & Analytics (CRA) Products and Solutions provider for the Global Financial Services Industry. Fintellix’s Banking solutions are available for on-premises implementations as well as provisioning from our Regional Cloud Infrastructure. Fintellix is currently active in India, US, Europe, Middle-East, Africa, South East Asia and counts some of the Global Top 50 Banks and several leading regional banks among its clients.
Veriphyr provides your auditors with objective, independent evidence of the effectiveness of your user access controls over systems and applications. Veriphyr reports prevent surprises in user access audits because Veriphyr reports are a census covering all users, not a sample of just a few. Veriphyr uses the identity and activity data you already have – from any application, in any format, even if the data is incomplete, damaged or unorganized.
We are always looking to build partnerships with companies that have synergies with our work.
We would be happy to hear from you. To explore partnership opportunities, send us an email at firstname.lastname@example.org.