Tag Archives: #Compliance

La Meer
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La Meer Inc. chosen by ThinkAdvisor in the Luminaries Class of 2022 Finalists for its Products, Programs and Services

La Meer Inc. (www.lameerinc.com) is proud to be included by ThinkAdvisor as one of the Luminaries Class of 2022 Finalists for its Products, Programs and Services. Thank you ThinkAdvisor and judges for appreciate our offerings and efforts. As Janet Levaux mentioned in her mail titled “Shining a light on industry excellence and the future of […]...
Reg BI
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GRACE enables Product Governance under Regulation Best Interest

OVERVIEW The SEC’s latest regulation, the Regulation Best Interest is now in effect with firms having to bring their operations into compliance from June 30, 2020.  We know firms have worked hard to put in place solutions for the most visible requirement, the distribution of the Form CRS; the Regulation Best Interest is about more […]...