Tag Archives: #Product Governance

Reg BI
Blank Image

GRACE enables Product Governance under Regulation Best Interest

OVERVIEW The SEC’s latest regulation, the Regulation Best Interest is now in effect with firms having to bring their operations into compliance from June 30, 2020.  We know firms have worked hard to put in place solutions for the most visible requirement, the distribution of the Form CRS; the Regulation Best Interest is about more […]...