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AwardsLa Meer
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La Meer Awarded the Luminaries Class of 2021 in the Executive Leader – Products, Programs and Services Category by Think Advisor magazine

La Meer Inc. is proud to announce ThinkAdvisor magazine has awarded us the Luminaries Class of 2021 in the Executive Leader – Products, Programs and Services Category. We are particularly pleased to be recognized by these esteemed judges as an organization that makes products which are tangibly forward facing, and offer a competitive response to industry trends and […]...

Published On - July 1, 2021

admin Awards, La Meer
Awards
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Laxmi Ramanath Founder and CEO of La Meer Inc. has been nominated by Incisive Media for Women in Tech Excellence Awards 2021

La Meer is proud to announce that Laxmi Ramanath Founder and CEO of La Meer Inc. has been nominated by Incisive Media for Women in Tech Excellence Awards 2021 in multiple categories. She has spearheaded the building of the comprehensive GRACE suite of cloud based solutions for Enterprise GRC, IT GRC Vendor Risk, Compliance and Conduct Risk, […]...

Published On - June 24, 2021

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Reg BIRegulators
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SEC Takes Aggressive New Step In Enforcing Reg BI

Broker-dealers have begun receiving requests from SEC examiners asking them to justify and explain their registered reps’ investment recommendations, a panel of attorneys and former regulators said Broker-dealers have begun receiving requests from SEC examiners asking them to justify and explain their registered reps’ investment recommendations, a panel of attorneys and former regulators said “I’d […]...

Published On - May 21, 2021

admin Reg BI, Regulators