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Join us for a Webinar on Reg BI on Dec 3rd on “Impacts of Reg BI on Advisors”

https://www.finlocity.com/regbi-online Please join us for this Online Summit on “Impacts of Reg BI on Advisors” from industry veterans : Vincent Micciche CRCP GFS Chief Executive Officer LifeMark Securities Corp. Nancy Johnson Jones CRCP Head of Advisory Compliance Avantax Wealth Management Peter Svorinic, CRCP, IAACP, CAMS SVP, Chief Compliance Officer Moors & Cabot Registration is free...

Published On - December 1, 2020

admin Reg BI
FeaturedLa MeerReg BIUncategorized
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La Meer’s GRACE listed in Celent’s Reg BI Day 2″ Report

Celent recently published their “Reg BI Day 2” report and have included La Meer Inc.‘s GRACE solution. The report highlights the need for a scalable, integrated architecture across calendars, emails, alerts, CRMs, product shelf governance, client risk profiling, advisor documentation of recommendations, compliance oversight, supervision and an overarching need for integrated data to achieve efficiency. […]...

Published On - November 4, 2020

admin Featured, La Meer, Reg BI, Uncategorized