https://www.finlocity.com/regbi-online Please join us for this Online Summit on “Impacts of Reg BI on Advisors” from industry veterans : Vincent Micciche CRCP GFS Chief Executive Officer LifeMark Securities Corp. Nancy Johnson Jones CRCP Head of Advisory Compliance Avantax Wealth Management Peter Svorinic, CRCP, IAACP, CAMS SVP, Chief Compliance Officer Moors & Cabot Registration is free...

Please Note : These notes were made from the following video link from the SEC round table and are not the opinions of the writer. You should listen to the archive as shared below from the SEC site to make your own interpretations. Only the key points as the writer has understood, have been included […]...