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Anti Money Laundering
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Empowering your AML monitoring with end-to-end technology matters

AML monitoring within the organization has become quite complex from the current COVID situation and possibilities of money laundering and changes in regulations and reporting requirements. The current pandemic has increased the possibility of increased money laundering. At the same time the staff’s ability to comprehensively monitor AML has been put to test. This has […]...

Published On - March 4, 2021

admin Anti Money Laundering
Regulators
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SEC Division of Examinations Announces 2021 Examination Priorities

Source https://www.sec.gov/news/press-release/2021-39 All content is copyrighted to SEC’s article. The Securities and Exchange Commission’s Division of Examinations announced its 2021 examination priorities on March 3rd 2021. The following are some of the key areas of the Division’s 2021 examination priorities listed for Broker-dealer, Registered Investment Advisors   The Division will focus on conflicts of interest […]...

Published On - March 4, 2021

admin Regulators
Uncategorized
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Newsletter February 2021

At La Meer Inc., one of our new year 2021 resolutions is to publish a Monthly Newsletter, where we will share news and views from the industry, regulators, experts, and our friends and partners in the industry, that could be of interest to you. The first issue of the year is available online here: https://lameerinc.com/newsletters/Feb2021/...

Published On - February 12, 2021

admin Uncategorized