Category Archives: Anti Money Laundering

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The Office of the Comptroller of Currency (OCC) issues Semi – Annual Risk Perspective Spring 2024

The OCC published their Spring 2024 SEMIANNUAL RISKPERSPECTIVE on June 18th 2024 The OCC publishes the report twice a year, drawing on midyear and year-end data. Details here are quoted from the OCC publications https://www.occ.treas.gov/publications-and-resources/publications/semiannual-risk-perspective/files/pub-semiannual-risk-perspective-spring-2024.pdf Credit risk is increasing. Commercial real estate sectors, primarily the office sector and some multifamily property types, are experiencing stress […]...
Anti Money LaunderingBanking Risk ManagementClimate RiskCompliance ManagementEnterprise GRCESGIT Risk ManagementLa MeerNews

La Meer Inc. to present in the Bharat Cooperative Banking Summit on May 22nd 2024 in Mumbai, India

La Meer Inc. is a proud partner in helping Risk Management in Banks in India. La Meer Inc will showcase its comprehensive GRACE solutions for Enterprise Governance, Risk and Compliance (GRC), GRACE for IT Cybersecurity, GRACE for Vendor Risk Management, GRACE for Anti-Money Laundering and GRACE for ESG at the Bharat Cooperative Banking Summit on […]...
Anti Money LaunderingRegulators

2024 FINRA Annual Regulatory Oversight Report – Anti Money Laundering, Fraud and Sanctions

Announced on Jan 10th 2024. The 2024 FINRA Annual Regulatory Oversight Report (the Report) provides member firms with insight into findings from FINRA’s Member Supervision, Market Regulation and Enforcement programs (collectively, “regulatory operations programs”). The Report reflects FINRA’s commitment to providing greater transparency to member firms and the public about our regulatory activities. (All information […]...