Category Archives: Regulations

Anti Money LaunderingBanking Risk ManagementBusiness ServicesClimate RiskCompliance ManagementEnterprise GRCIT Risk ManagementNewsRegulationsRegulatorsVendor Risk Management
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The Office of the Comptroller of Currency (OCC) issues Semi – Annual Risk Perspective Spring 2024

The OCC published their Spring 2024 SEMIANNUAL RISKPERSPECTIVE on June 18th 2024 The OCC publishes the report twice a year, drawing on midyear and year-end data. Details here are quoted from the OCC publications https://www.occ.treas.gov/publications-and-resources/publications/semiannual-risk-perspective/files/pub-semiannual-risk-perspective-spring-2024.pdf Credit risk is increasing. Commercial real estate sectors, primarily the office sector and some multifamily property types, are experiencing stress […]...
Banking Risk ManagementClimate RiskCompliance ManagementEnterprise GRCIT Risk ManagementLa MeerRegulationsTrade SurveillanceVendor Risk Management
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La Meer’s CEO Laxmi Ramanath @Dubai Fintech Conference on May 6-7th 2024

La Meer Inc. ‘s Founder and CEO Laxmi Ramanath will be attending the Dubai Fintech Conference organized by the DIFC (Dubai Investment Financial Center) on May 6th and 7th. With about 8000 C-level executives, 100+countries and 20 + Global regulators, it is looking like an exciting event. The many topics on Wealth and Risk including The Future Of […]...
IT Risk ManagementRegulationsVendor Risk Management
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SEC Proposes Cybersecurity Management Rules for Investment Advisers and Funds

Complete Source of information : https://www.klgates.com/SEC-Proposes-Cybersecurity-Risk-Management-Rules-for-Investment-Advisers-and-Funds-3-9-2022. All Language quoted and attributed to the article On 9 February 2022, the U.S. Securities and Exchange Commission (the SEC) proposed new rules and amendments to existing rules (together, the Proposed Rules) addressing cybersecurity risk management under the Investment Advisers Act of 1940, as amended (the Advisers Act) and the […]...