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Anti Money LaunderingBranch and Rep ManagementCompliance ManagementIntergrated Client ManagementIT Risk ManagementReg BIRegulators
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FINRA’s Examination and Risk Monitoring Program 2021

FINRA released its 2021 Report on FINRA’s Examination and Risk Monitoring Program on Feb 10th 2021 that sets the direction for the market for 2021. Please Note: All information here is as stated in FINRA’s report. This article is only intended to covers the areas where La Meer offers solutions, and is not the complete […]...

Published On - February 11, 2021

admin Anti Money Laundering, Branch and Rep Management, Compliance Management, Intergrated Client Management, IT Risk Management, Reg BI, Regulators
La MeerReg BI
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La Meer Webinar video on “Impacts of Reg BI on Advisors” in the Finlocity’s Reg BI Online Summit

La Meer Inc.  sponsored a panel discussion on Dec 10th 2020 on “Impacts of Reg BI on Advisors” with deep insights on practical implementation challenges. La Meer Inc.  panel discussion on the topic “Impacts of Reg BI on Advisors” brought deep insights on practical implementation challenges from Peter Svorinic, MBA, CRCP™, IACCP®, CAMS® Senior Vice President […]...

Published On - December 7, 2020

admin La Meer, Reg BI
AwardsLa Meer
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La Meer Inc. Recognized in the 2021 RegTech100 as a Leader in Regulatory Compliance for Client Management, Compliance, Data Privacy and GRC

RegTech100 honors La Meer Inc. and its innovative GRACE cloud platform for enabling financial firms manage their Client Management Regulatory obligations of Reg BI, MiFID II, CFRs, Compliance obligations as expected by FINRA, SEC, FCA as well as Data Privacy Regulations and Risk Management. Integrated by design, modular in approach, GRACE enable financial firms comprehensively […]...

Published On - December 2, 2020

admin Awards, La Meer