Category Archives: Compliance Management

Anti Money LaunderingBanking Risk ManagementClimate RiskCompliance ManagementEnterprise GRCESGIT Risk ManagementLa MeerNews

La Meer Inc. to present in the Bharat Cooperative Banking Summit on May 22nd 2024 in Mumbai, India

La Meer Inc. is a proud partner in helping Risk Management in Banks in India. La Meer Inc will showcase its comprehensive GRACE solutions for Enterprise Governance, Risk and Compliance (GRC), GRACE for IT Cybersecurity, GRACE for Vendor Risk Management, GRACE for Anti-Money Laundering and GRACE for ESG at the Bharat Cooperative Banking Summit on […]...

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Lameerinc Anti Money Laundering, Banking Risk Management, Climate Risk, Compliance Management, Enterprise GRC, ESG, IT Risk Management, La Meer, News
Banking Risk ManagementClimate RiskCompliance ManagementEnterprise GRCIT Risk ManagementLa MeerRegulationsTrade SurveillanceVendor Risk Management
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La Meer’s CEO Laxmi Ramanath @Dubai Fintech Conference on May 6-7th 2024

La Meer Inc. ‘s Founder and CEO Laxmi Ramanath will be attending the Dubai Fintech Conference organized by the DIFC (Dubai Investment Financial Center) on May 6th and 7th. With about 8000 C-level executives, 100+countries and 20 + Global regulators, it is looking like an exciting event. The many topics on Wealth and Risk including The Future Of […]...

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Lameerinc Banking Risk Management, Climate Risk, Compliance Management, Enterprise GRC, IT Risk Management, La Meer, Regulations, Trade Surveillance, Vendor Risk Management
Anti Money LaunderingCompliance ManagementIT Risk ManagementRegulatory FinesTrade Monitoring
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Annual Eversheds Sutherland Analysis of FINRA Disciplinary Actions Shows Huge Surge in Financial Sanctions

All information Quoted from the article https://us.eversheds-sutherland.com/NewsCommentary/Press-Releases/249220/Annual-Eversheds-Sutherland-Analysis-of-FINRA-Disciplinary-Actions-Shows-Huge-Surge-in-Financial-Sanctions?utm_source=vuture&utm_medium=email&utm_campaign=vuture-emails March 8, 2022 Eversheds Sutherland has completed its annual study of the disciplinary actions reported by the Financial Industry Regulatory Authority (FINRA) in 2021. By reviewing FINRA’s monthly disciplinary reports, press releases and online database, Eversheds Sutherland (US) Partners Brian L. Rubin and Adam C. Pollet found that in 2021 the amount of fines […]...

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admin Anti Money Laundering, Compliance Management, IT Risk Management, Regulatory Fines, Trade Monitoring