Category Archives: IT Risk Management

Enterprise GRCIT Risk Management
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La Meer Inc. CEO Laxmi Ramanath will be discussing Getting Started with Enterprise Risk Management with emphasis on CyberSecurity Data Privacy and Data Protection

La Meer Inc. CEO Laxmi Ramanath will be on the Panel discussing Getting Started with Enterprise Risk Management at the ConnectwithPeers event’s Cybersecurity, Privacy & Data Protection Retreat on May 24th 2022 in Lido House Newport Beach, California As security professionals, almost every action we take comes down to making a risk-based decision. Web application […]...

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admin Enterprise GRC, IT Risk Management
IT Risk ManagementRegulationsVendor Risk Management
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SEC Proposes Cybersecurity Management Rules for Investment Advisers and Funds

Complete Source of information : https://www.klgates.com/SEC-Proposes-Cybersecurity-Risk-Management-Rules-for-Investment-Advisers-and-Funds-3-9-2022. All Language quoted and attributed to the article On 9 February 2022, the U.S. Securities and Exchange Commission (the SEC) proposed new rules and amendments to existing rules (together, the Proposed Rules) addressing cybersecurity risk management under the Investment Advisers Act of 1940, as amended (the Advisers Act) and the […]...

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admin IT Risk Management, Regulations, Vendor Risk Management
Anti Money LaunderingCompliance ManagementIT Risk ManagementRegulatory FinesTrade Monitoring
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Annual Eversheds Sutherland Analysis of FINRA Disciplinary Actions Shows Huge Surge in Financial Sanctions

All information Quoted from the article https://us.eversheds-sutherland.com/NewsCommentary/Press-Releases/249220/Annual-Eversheds-Sutherland-Analysis-of-FINRA-Disciplinary-Actions-Shows-Huge-Surge-in-Financial-Sanctions?utm_source=vuture&utm_medium=email&utm_campaign=vuture-emails March 8, 2022 Eversheds Sutherland has completed its annual study of the disciplinary actions reported by the Financial Industry Regulatory Authority (FINRA) in 2021. By reviewing FINRA’s monthly disciplinary reports, press releases and online database, Eversheds Sutherland (US) Partners Brian L. Rubin and Adam C. Pollet found that in 2021 the amount of fines […]...

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admin Anti Money Laundering, Compliance Management, IT Risk Management, Regulatory Fines, Trade Monitoring