Category Archives: IT Risk Management

Anti Money LaunderingBranch and Rep ManagementCompliance ManagementIntergrated Client ManagementIT Risk ManagementReg BIRegulators
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FINRA’s Examination and Risk Monitoring Program 2021

FINRA released its 2021 Report on FINRA’s Examination and Risk Monitoring Program on Feb 10th 2021 that sets the direction for the market for 2021. Please Note: All information here is as stated in FINRA’s report. This article is only intended to covers the areas where La Meer offers solutions, and is not the complete […]...

Published On - February 11, 2021

admin Anti Money Laundering, Branch and Rep Management, Compliance Management, Intergrated Client Management, IT Risk Management, Reg BI, Regulators
IT Risk Management
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GRACE for PIPEDA

GRACE For PIPEDA (Canadian Personal Information Protection and Electronic Documents Act) Canada has two federal privacy laws that are enforced by the Office of the Privacy Commissioner of Canada: the “Privacy Act”, which covers how the federal government handles personal information and the Personal Information Protection and Electronic Documents Act (PIPEDA), which covers how businesses […]...

Published On - July 1, 2020

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