Category Archives: La Meer

Anti Money LaunderingLa Meer
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SEC Division of Examination issues Risk Alert on AML for Broker-dealers

OBSERVATIONS FROM ANTI-MONEY LAUNDERING COMPLIANCE EXAMINATIONS OF BROKER-DEALERS Issued on July 31, 2023 https://www.sec.gov/files/risk-alert-aml-compliance-examinations-bd-073123.pdf Before discussing those specific observations, the Division would like to highlight two other, more general staff observations about registrants’ AML programs. First, Some registrants did not appear to devote sufficient resources, including staffing, to AML compliance given the volume and risks […]...

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La Meer to present at Morningstar Conference MICUS 2023

La Meer Inc. is happy to be chosen as among the 25 industry peers in Fintech to present at the prestigious Morningstar Conference MICUS 2023 on April 25th 2023 in Chicago, as one of the financial technology companies reshaping the rules of engagement in Wealth, Digital Finance and Asset Management. Laxmi Ramanath Founder and CEO […]...

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La Meer is a WealthTech100 company, one of the top 100 innovative companies in the world for Wealth Management Technology

La Meer Inc has been declared a winner of the Wealth100 2023 – The world’s most innovative WealthTech companies that every leader in the wealth and asset management industries needs to know about in 2023. Check out the press release here. https://www.einpresswire.com/article/625810366/fifth-annual-wealthtech100-list-reveals-the-tech-companies-transforming-the-investment-and-banking-industries Transforming wealth management The main goal of GRACE is to help wealth managers […]...

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